Respuesta :
Answer:
The following statements are true:
- The broker-dealer must review and approve the content of the website
- The broker-dealer must be registered in each State where a customer responds to the website
- The agent must be registered in each State where a customer responds to the website
Step-by-step explanation:
- An agent of a broker-dealer wishes to create a website to solicit securities business from customers based on each customer's response to questions asked, appropriate investment recommendation will be made.
- The statement which is not true under the given conditions is: "The Administrator must review and approve the content of the website." because the broker-dealer has to approve the content of the website.
- These recommendations which are discussed above are for the benefit and will ensure the safety and prevent the damage.
